Interlocking powers and federative cooperation: thoughts on the jurisprudential conception of cooperative federalism in times of political polarization
DOI:
https://doi.org/10.21056/aec.v25i102.2117Keywords:
cooperative federalism; interlocking powers; federal autonomy; political polarization; federal state.Abstract
A defining characteristic of cooperative federalism, as construed by Brazil’s Supreme Federal Court, lies in the interlocking of powers and responsibilities across various levels of government. This configuration is regarded as a functional requirement for enhancing the cohesion of the federal arrangement. In contrast, scholars and political theorists have associated such interlocking with the cooperative model of federalism exemplified, above all, by the German experience. This article aims to examine how the Brazilian constitutional jurisprudence understands this institutional interlocking dynamics and to contrast it with key theoretical and doctrinal perspectives. Specifically, it investigates whether such federal arrangement is rooted in voluntary intergovernmental agreements that preserve the political autonomy of subnational units, or whether it takes on a mandatory basis that restricts their decision-making authority. The study also explores the implications of this dynamic in two critical domains: (a) the allocation of responsibility for jointly implemented policies and actions, and (b) the normative scope and modes of implementation of the constitutional duty to cooperate.
References
ABRÚCIO, Fernando Luís; FRANZESE, Cibele, A combinação entre federalismo e políticas públicas no Brasil pós-1988: os resultados nas áreas de saúde, assistência social e educação. Reflexões para Ibero-América: avaliação de programas sociais. Brasília: ENAP, 2009.
ALMEIDA, Fernanda Dias Menezes de. A federação a serviço da democracia e do Estado de direito. In: Direito constitucional, estado de direito e democracia: homenagem ao Prof. Manoel Gonçalves Ferreira Filho. São Paulo: Quartier Latin, 2011.
BARCELLOS, Ana Paula de. Pandemia e federação: a nova diretriz do Supremo Tribunal Federal para a interpretação das competências comuns e alguns desafios para sua universalização, Revista Eletrônica de Direito do Centro Universitário Newton Paiva, n. 42, p. 166-181, 2020.
BENZ, Arthur. Intergovernmental Relations in German Federalism-joint decision-making and the dynamics of horizontal cooperation. Seminario internacional la federalización en España: Los déficit de la cooperación intergubernamental. Fundación Manuel Giménez Abad de Estudios Parlamentarios y del Estado Autonómico, 2009.
BENZ, Arthur, Making Democracy Work in a Federal System, German Politics, v. 24, n. 1, p. 1-18, 2015.
BEVILACQUA, Lucas; SANTOS, Júlia Maria Tomás dos. A saúde no STF: o ressarcimento interfederativo à luz do Recurso Extraordinário nº 855.178. Cadernos Ibero-Americanos de Direito Sanitário, n. 8-3, p. 186-205, jul./set. 2019.
BOLLEYER, Nicole; THORLAKSON, Lori, Beyond Decentralization — The Comparative Study of Interdependence in Federal Systems, Publius: The Journal of Federalism, v. 42, n. 4, p. 566-591, 2012.
BULMAN-POZEN, Jessica, Partisan Federalism, Harvard Law Review, v. 127, n. 4, 1077-1146, 2014.
CHESTERTON, Gilbert K., Heretics. 5. ed. Norwood: The Plimpton Press, 1908.
DEMARCHI, Clovis; FONTANA, Douglas Cristian. Impactos das demandas judiciais no dever do Estado de prestar assistência farmacêutica. Revista de Informação Legislativa, Brasília, v. 57, n. 226, p. 113-130, abr./jun. 2020.
ELAZAR, Daniel. Cooperative Federalism. Competition among States and Local Governments. Washington, D.C.: The Urban Institute Press, 1991.
FRIEDRICH, Carl J., Trends of Federalism in Theory and Practice, New York: Praeger, 1968.
HESSE, Konrad. El Estado federal unitario. Revista de Derecho Constitucional Europeo, n. 6, p. 425-456, 2006.
HRBEK, Rudolf, (More) federal features for the EU?. Intereconomics, v. 38, n. 4, 2003.
HRBEK, Rudolf, The Reform of German Federalism: Part I, European Constitutional Law Review, v. 3, n. 2, p. 225-243, 2007.
HUEGLIN, Thomas. The Politics of Limited Pluralism: West Germany as a Paradigmatic Case. Studies in Political Economy, v. 28, n. 1, p. 265-287, 1989.
OETER, Stefan, Federal Republic of Germany. Legislative, executive, and judicial governance in federal countries. Montreal: McGill-Queen’s University Press, 2006.
RIBEIRO, José Mendes; MOREIRA, Marcelo Rasga, A crise do federalismo cooperativo nas políticas de saúde no Brasil, Saúde em Debate, v. 40, p. 14-24, 2016.
RIKER, William H., Federalism: Origin, Operation, Significance. Boston: Little, Brown & Company, 1964.
SCHARPF, Fritz W., The Joint-Decision Trap: Lessons from German Federalism and European Integration, Public Administration, v. 66, n. 3, p. 239-278, 1988.
SCHARPF, Fritz W., Community and Autonomy Multilevel Policy-Making in the European Union. Florence: European University Institute – Robert Schuman Centre. 1994.
STURM, Roland, Unitary Federalism-Germany Ignores the Original Spirit of its Constitution, Revista d’Estudis Autonòmics i Federals, n. 28, p. 17-46, 2018.
WATTS, Ronald, Sistemas federales comparados. Madrid: Marcial Pons, 2006.
Downloads
Published
Issue
Section
License
Copyright (c) 2025 Roger Stiefelmann Leal

This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License.
Authors who publish in this Journal agree to the following terms:
- Authors retain copyright and grant the A&C - Administrative & Constitutional Law Review the right of first publication with the article simultaneously licensed under the Creative Commons - Attribution-NonCommercial-NoDerivatives 4.0 International which allows sharing the work with recognition of the authors and its initial publication in this Journal.
- Authors are able to take on additional contracts separately, for non-exclusive distribution of the version of the paper published in this Journal (eg.: publishing in institutional repository or as a book), with a recognition of its initial publication in this Journal.
- Authors are allowed and encouraged to publish their work online (eg.: in institutional repositories or on their personal website) at any point before or during the submission process, as it can lead to productive exchanges, as well as increase the impact and the citation of the published work (see theEffect of Open Access).